SEC Form 4 · accession 0001140361-15-012586
Energy Services of America CORP · ESOA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nester S Logan
Director
Period of report
Jun 14, 2013
Accepted (ET)
Mar 19, 2015 · 11:23 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001357971
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 14, 2013 | P$0 | 20,000 | — | A | 346,309 | D | |
| Preferred Stock, Series AF2,F1 | Jun 14, 2013 | P$0 | 8 | — | A | 8 | D | |
| Common StockF1 | Aug 2, 2013 | P$0 | 15,000 | — | A | 361,309 | D | |
| Preferred Stock, Series AF2,F1 | Aug 2, 2013 | P$0 | 6 | — | A | 14 | D | |
| Common Stock | Feb 18, 2015 | P | 2,900 | $1.20 | A | 364,209 | D | |
| Common Stock | Feb 19, 2015 | P | 5,500 | $1.25 | A | 369,709 | D | |
| Common Stock | Feb 19, 2015 | P | 1,600 | $1.30 | A | 371,309 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Units consisting of one shares of 6.0% Convertible Cumulative Perpetual Preferred Stock, Series A and 2,500 shares of common stock were purchased at a price of $25,000 per Unit.
- F2Series A Preferred Stock will be convertible into shares of common stock, at the option of the holders, only in the event that the Issuer elects to redeem the Series A Preferred Stock, and only during the period provided by the Issuer's Notice of Redemption.