SEC Form 4/A · accession 0001213900-18-009157
Jerrick Media Holdings, Inc. · JMDA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Arthur Rosen
10% Owner
Period of report
Jul 9, 2018
Accepted (ET)
Jul 12, 2018 · 9:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001357671
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 par value per shareF1 | Jul 12, 2018 | P | 2,800 | $0.27 | A | 5,994,291 | D | |
| Common Stock, $0.001 par value per shareF1 | Jul 12, 2018 | P | 10,000 | $0.23 | A | 5,991,491 | D | |
| Common Stock, $0.001 par value per shareF1 | Jul 11, 2018 | P | 20,000 | $0.28 | A | 5,981,491 | D | |
| Common Stock, $0.001 par value per shareF1 | Jul 11, 2018 | P | 47,506 | $0.20 | A | 5,961,491 | D | |
| Common Stock, $0.001 par value per shareF1 | Jul 9, 2018 | P | 20,000 | $0.21 | A | 5,913,985 | D | |
| Common Stock, $0.001 par value per shareF1 | Jul 9, 2018 | P | 25,000 | $0.22 | A | 5,893,985 | D | |
| Common Stock, $0.001 par value per share | holding | — | — | — | 5,868,985 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrants to Purchase Common StockF2 | $0.20 | Jul 12, 2018 | A | 150,000 | A | Jul 12, 2018 | Jul 12, 2022 | Common Stock | 150,000 | 150,000 | D |
| Warrants to Purchase Common Stock | $0.20 | holding | — | — | — | May 26, 2016 | May 26, 2021 | Common Stock | 1,000,000 | 1,000,000 | D |
| Warrants to Purchase Common Stock | $0.20 | holding | — | — | — | Sep 12, 2016 | Sep 12, 2021 | Common Stock | 150,000 | 150,000 | D |
| Warrants to Purchase Common Stock | $0.30 | holding | — | — | — | Oct 31, 2016 | Oct 31, 2021 | Common Stock | 10,000 | 10,000 | D |
| Warrants to Purchase Common Stock | $0.30 | holding | — | — | — | Jan 25, 2017 | Jan 25, 2022 | Common Stock | 50,000 | 50,000 | D |
| Warrants to Purchase Common Stock | $0.30 | holding | — | — | — | Apr 13, 2017 | Apr 13, 2022 | Common Stock | 10,000 | 10,000 | D |
| Warrants to Purchase Common Stock | $0.20 | holding | — | — | — | Apr 25, 2017 | Apr 25, 2022 | Common Stock | 17,500 | 17,500 | D |
| Warrants to Purchase Common Stock | $0.20 | holding | — | — | — | May 4, 2017 | May 4, 2022 | Common Stock | 10,500 | 10,500 | D |
| Warrants to Purchase Common Stock | $0.20 | holding | — | — | — | Jul 6, 2017 | Jul 6, 2022 | Common Stock | 18,750 | 18,750 | D |
| Warrants to Purchase Common Stock | $0.20 | holding | — | — | — | Sep 7, 2017 | Sep 7, 2022 | Common Stock | 750,640 | 750,640 | D |
| Warrants to Purchase Common Stock | $0.20 | holding | — | — | — | Sep 7, 2017 | Sep 7, 2022 | Common Stock | 1,313,827 | 1,313,827 | D |
| Warrants to Purchase Common Stock | $0.20 | holding | — | — | — | Sep 8, 2017 | Sep 8, 2022 | Common Stock | 25,000 | 25,000 | D |
| Warrants to Purchase Common Stock | $0.20 | holding | — | — | — | Sep 8, 2017 | Sep 8, 2022 | Common Stock | 1,650,000 | 1,650,000 | D |
| Warrants to Purchase Common Stock | $0.20 | holding | — | — | — | Nov 13, 2017 | Nov 13, 2022 | Common Stock | 100,000 | 100,000 | D |
| Warrants to Purchase Common Stock | $0.20 | holding | — | — | — | Dec 21, 2017 | Dec 21, 2022 | Common Stock | 500,000 | 500,000 | D |
| Warrants to Purchase Common Stock | $0.20 | holding | — | — | — | Feb 8, 2018 | Feb 8, 2023 | Common Stock | 81,500 | 81,500 | D |
| Warrants to Purchase Common Stock | $0.20 | holding | — | — | — | Feb 20, 2018 | Feb 20, 2023 | Common Stock | 448,000 | 448,000 | D |
| Warrants to Purchase Common Stock | $0.20 | holding | — | — | — | Feb 26, 2018 | Feb 26, 2022 | Common Stock | 500,000 | 500,000 | D |
| Warrants to Purchase Common Stock | $0.20 | holding | — | — | — | Mar 4, 2018 | Mar 4, 2023 | Common Stock | 10,000 | 10,000 | D |
| Warrants to Purchase Common Stock | $0.20 | holding | — | — | — | Mar 9, 2018 | Mar 9, 2023 | Common Stock | 15,000 | 15,000 | D |
| Warrants to Purchase Common Stock | $0.20 | holding | — | — | — | Mar 13, 2018 | Mar 13, 2023 | Common Stock | 10,000 | 10,000 | D |
| Warrants to Purchase Common Stock | $0.20 | holding | — | — | — | Mar 28, 2018 | Mar 28, 2022 | Common Stock | 525,000 | 525,000 | D |
| Secured Convertible Promissory Note | $0.20 | holding | — | — | — | Sep 7, 2017 | Sep 7, 2019 | Common Stock | 2,193,245 | 2,193,245 | D |
| Secured Convertible Promissory Note | $0.20 | holding | — | — | — | Sep 8, 2017 | Sep 8, 2019 | Common Stock | 1,752,390 | 1,752,390 | D |
| Secured Convertible Promissory Note | $0.20 | holding | — | — | — | Dec 21, 2017 | Dec 21, 2019 | Common Stock | 500,000 | 500,000 | D |
| Convertible Promissory Note | $0.20 | holding | — | — | — | Feb 8, 2018 | Sep 30, 2018 | Common Stock | 230,235 | 230,235 | D |
| Secured Convertible Promissory Note | $0.20 | holding | — | — | — | Feb 26, 2018 | Feb 26, 2020 | Common Stock | 500,000 | 500,000 | D |
| Secured Convertible Promissory Note | $0.20 | holding | — | — | — | Mar 28, 2018 | Mar 28, 2020 | Common Stock | 520,000 | 520,000 | D |
Explanation of responses
- F1Mr. Rosen made an open market purchase of common stock.
- F2On July 12, 2018, Mr. Rosen was issued a common stock purchase warrant to acquire 150,000 shares of common stock at $0.20 per share in consideration of a loan.