SEC Form 4 · accession 0001171843-18-005063
PALISADE BIO, INC. · PALI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sandford D Smith
Director
Period of report
Jul 2, 2018
Accepted (ET)
Jul 5, 2018 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001357459
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 2, 2018 | A | 45,046 | $0.00 | A | 50,899 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares represented are restricted stock grants pursuant to 50% of compensatory Annual Grant for director services of $100,000. The shares vest quarterly on 9/30/18, 12/31/18, 3/31/19, and 6/30/2019.