SEC Form 3 · accession 0001171843-17-005903
PALISADE BIO, INC. · PALI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cristina Csimma
Director
Period of report
Sep 25, 2017
Accepted (ET)
Oct 3, 2017 · 5:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001357459
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 28,598 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares represented are restricted stock grants pursuant to compensatory Annual partial Grant for director services of $50,000. The shares vest as follows: (i) 1,224 shares on September 30, 2017, (ii) 9,125 shares on December 31, 2017, (iii) 9,125 shares on March 31, 2018, and (iv) 9,124 shares on June 30, 2018, subject to holder continuing to be a service prover to the issuer.