SEC Form 4 · accession 0001171843-17-001771
PALISADE BIO, INC. · PALI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jones Jonathan Brian Lloyd
Officer — Chief Financial Officer
Period of report
Mar 24, 2017
Accepted (ET)
Mar 27, 2017 · 4:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001357459
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 24, 2017 | P | 5,455 | $5.50 | A | 7,859 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reporting person, Jonathan Lloyd Jones, purchased 5,455 shares of common stock in a private transaction directly from the issuer.