SEC Form 4 · accession 0001171843-16-013813
PALISADE BIO, INC. · PALI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard J Daly
Officer — Chief Executive Officer · Director
Period of report
Dec 23, 2016
Accepted (ET)
Dec 30, 2016 · 4:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001357459
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 23, 2016 | P | 32,259 | $0.31 | A | 134,939 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reporting person, Richard Daly, purchased 32,259 shares of common stock in a private transaction directly from the issuer.