SEC Form 4 · accession 0001144204-15-013645
PALISADE BIO, INC. · PALI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Garr
Officer — CEO · Director
Period of report
Mar 3, 2015
Accepted (ET)
Mar 3, 2015 · 4:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001357459
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 3, 2015 | G | 5,000 | $0.00 | D | 235,000 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Disclosing a bonafide gift of 5,000 common shares by Reporting Person's spouse to charity.
- F2The Reporting Person disclaims beneficial ownership of these securities, including the 5,000 common shares which were gifted.