SEC Form 4 · accession 0001246360-15-000109
Riverbed Technology, Inc. · RVBD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jerry M Kennelly
Officer — Chairman and CEO · Director
Period of report
Dec 31, 2014
Accepted (ET)
Jan 5, 2015 · 4:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001357326
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 31, 2014 | F | 150,224 | $20.41 | D | 1,309,940 | D | |
| Common StockF3 | Jan 1, 2015 | A | 75,500 | $0.00 | A | 1,385,440 | D | |
| Common StockF1 | holding | — | — | — | 2,585,834 | I | by Kennelly Ptrs. LP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares held directly by Kennelly Partners, L.P. Reporting Person and his wife are the general partners of Kennelly Partners, L.P. Reporting Person disclaims beneficial ownership of the common stock held by the partnership except to the extent of his pecuniary interest therein.
- F2This represents a disposition of shares to the company to satisfy tax withholding obligations with respect to the vesting of Restricted Stock Units. This is not a sale of shares in the market.
- F3Granted pursuant to a November 2014 approval by the Compensation Committee under the Riverbed Technology, Inc. 2015 Long-Term Incentive Plan, as previously set forth on Form 8-K. The restricted stock units subject to this grant will vest and be settled in three equal annual installments on February 15 of each year beginning on February 15, 2016, subject to continued service through each vesting date.