SEC Form 4 · accession 0001209191-15-036578
Riverbed Technology, Inc. · RVBD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brett Nissenberg
Officer — General Counsel and SVP
Period of report
Apr 24, 2015
Accepted (ET)
Apr 28, 2015 · 2:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001357326
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 24, 2015 | D | 39,645 | — | D | 152,144 | D | |
| Common StockF2 | Apr 24, 2015 | D | 51,807 | — | D | 100,337 | D | |
| Common StockF3 | Apr 24, 2015 | D | 82,712 | — | D | 17,625 | D | |
| Common StockF4 | Apr 24, 2015 | D | 17,625 | — | D | 0 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Disposed of pursuant to the merger agreement between Riverbed Technology, Inc., Project Homestake Holdings, LLC and Project Homestake Merger Corp. in exchange for a cash payment of $21 per share. The amount of securities disposed of includes 1,681 shares acquired under the Riverbed Technology, Inc. Employee Stock Purchase Plan on March 5, 2015.
- F2Represents the disposition of RSUs, which provided for vesting in 100% on December 31, 2015, that were cancelled pursuant to the merger agreement between Riverbed Technology, Inc., Project Homestake Holdings, LLC and Project Homestake Merger Corp. in exchange for a cash payment of $21 per share.
- F3Represents the disposition of RSUs, which provided for vesting in 100% on December 31, 2016, that were cancelled pursuant to the merger agreement between Riverbed Technology, Inc., Project Homestake Holdings, LLC and Project Homestake Merger Corp. in exchange for a cash payment of $21 per share.
- F4Represents the disposition of RSUs, which provided for vesting in three equal annual installments on February 15 of each year beginning February 15, 2016, that were cancelled pursuant to the merger agreement between Riverbed Technology, Inc., Project Homestake Holdings, LLC and Project Homestake Merger Corp. in exchange for a cash payment of $21 per share.