SEC Form 4 · accession 0001209191-15-036576
Riverbed Technology, Inc. · RVBD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark A Floyd
Director
Period of report
Apr 24, 2015
Accepted (ET)
Apr 28, 2015 · 2:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001357326
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 24, 2015 | D | 36,700 | — | D | 13,300 | D | |
| Common StockF2 | Apr 24, 2015 | D | 13,300 | — | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3 | $20.765 | Apr 24, 2015 | D | 61,000 | D | — | Aug 13, 2017 | Common Stock | 61,000 | 0 | D |
| Stock Option (right to buy)F4 | $13.83 | Apr 24, 2015 | D | 5,834 | D | — | May 24, 2017 | Common Stock | 5,834 | 0 | D |
Explanation of responses
- F1Disposed of pursuant to the merger agreement between Riverbed Technology, Inc., Project Homestake Holdings, LLC and Project Homestake Merger Corp. in exchange for a cash payment of $21 per share.
- F2Represents the entire disposition of RSU's, which provided for 100% vesting on the day prior to the 2015 annual meeting of shareholders, that were cancelled pursuant to the merger agreement between Riverbed Technology, Inc., Project Homestake Holdings, LLC and Project Homestake Merger Corp. in exchange for a cash payment of $21 per share.
- F3This option originally granted in the amount of 140,000 shares, which provided for vesting in equal monthly installments for 48 months following August 14, 2007, was cancelled pursuant to the merger agreement between Riverbed Technology, Inc., Project Homestake Holdings, LLC and Project Homestake Merger Corp. in exchange for a cash payment representing the difference between $21 per share and the option exercise price.
- F4This option originally granted in the amount of 56,000 shares, which provided for vesting in equal monthly installments for 48 months following May 25, 2010, was cancelled pursuant to the merger agreement between Riverbed Technology, Inc., Project Homestake Holdings, LLC and Project Homestake Merger Corp. in exchange for a cash payment representing the difference between $21 per share and the option exercise price.