SEC Form 4 · accession 0001209191-15-036572
Riverbed Technology, Inc. · RVBD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kimberly S Stevenson
Director
Period of report
Apr 24, 2015
Accepted (ET)
Apr 28, 2015 · 2:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001357326
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 24, 2015 | D | 7,600 | — | D | 17,100 | D | |
| Common StockF2 | Apr 24, 2015 | D | 3,800 | — | D | 13,300 | D | |
| Common StockF3 | Apr 24, 2015 | D | 13,300 | — | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F4 | $15.15 | Apr 24, 2015 | D | 30,000 | D | — | Mar 1, 2020 | Common Stock | 30,000 | 0 | D |
Explanation of responses
- F1Disposed of pursuant to the merger agreement between Riverbed Technology, Inc., Project Homestake Holdings, LLC and Project Homestake Merger Corp. in exchange for a cash payment of $21 per share.
- F2Represents the disposition of RSUs, which provided for vesting in three equal annual installments on March 1 of each year beginning March 1, 2014, that were cancelled pursuant to the merger agreement between Riverbed Technology, Inc., Project Homestake Holdings, LLC and Project Homestake Merger Corp. in exchange for a cash payment of $21 per share.
- F3Represents the entire disposition of RSU's, which provided for 100% vesting on the day prior to the 2015 annual meeting of shareholders, that were cancelled pursuant to the merger agreement between Riverbed Technology, Inc., Project Homestake Holdings, LLC and Project Homestake Merger Corp. in exchange for a cash payment of $21 per share.
- F4This option, which provided for vesting in equal monthly installments for 36 months following March 1, 2013, was cancelled pursuant to the merger agreement between Riverbed Technology, Inc., Project Homestake Holdings, LLC and Project Homestake Merger Corp. in exchange for a cash payment representing the difference between $21 per share and the option exercise price.