SEC Form 4 · accession 0001209191-19-017387
DUNKIN' BRANDS GROUP, INC. · DNKN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John L. Clare
Officer — CIO and Chief Strategy Officer
Period of report
Mar 4, 2019
Accepted (ET)
Mar 6, 2019 · 4:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001357204
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 4, 2019 | A | 1,982 | — | A | 21,629 | D | |
| Common StockF2 | Mar 4, 2019 | F | 584 | — | D | 21,045 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common StockF3 | $72.38 | Mar 4, 2019 | A | 18,068 | A | — | Mar 4, 2026 | Common Stock | 18,068 | 18,068 | D |
Explanation of responses
- F1Represents shares of common stock acquired as a result of the partial vesting of a performance stock unit aware ("PSU") granted to the executive on February 23, 2016. The PSU partially vested based on the achievement of performance objectives approved by the Compensation Committee at the beginning of the performance period and certified by the Compensation Committee following the completion of the performance period.
- F2Represents shares withheld by the issuer to satisfy tax withholding liability in connection with the vesting of the PSU as described above.
- F3This option vests in four equal annual installments.