SEC Form 4 · accession 0001209191-19-001029
DUNKIN' BRANDS GROUP, INC. · DNKN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nigel Travis
Director
Period of report
Dec 31, 2018
Accepted (ET)
Jan 3, 2019 · 4:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001357204
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Restricted StockF1 | Dec 31, 2018 | D | 71,700 | — | D | 183,681 | D | |
| Common StockF1 | Dec 31, 2018 | F | 34,805 | — | D | 148,876 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On 2/28/2014, the reporting person was granted a restricted stock award of 150,000 shares of common stock. Up to the total number of shares subject to the award were eligible to vest based on time and performance criteria. On the vesting date, 12/31/2018, based on the performance criteria identified in the award, 78,300 shares of common stock were eligible to vest and vested and 71,700 shares were returned to the issuer. An additional 34,805 shares were withheld by the issuer to satisfy tax withholding obligations.