SEC Form 4 · accession 0001209191-18-057403

DUNKIN' BRANDS GROUP, INC. · DNKN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Exec. Chairman · Director

Period of report

Nov 2, 2018

Accepted (ET)

Nov 6, 2018 · 4:28 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001357204

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Nov 2, 2018	M	1,945	$37.26	A	257,326	D
Common Stock	Nov 2, 2018	S	1,945	$72.30	D	255,381	D
Common Stock	Nov 5, 2018	M	147,630	$37.26	A	403,011	D
Common Stock^F1	Nov 5, 2018	S	147,630	$72.35	D	255,381	D
Common Stock	Nov 6, 2018	M	7,395	$37.26	A	262,776	D
Common Stock	Nov 6, 2018	M	71,692	$47.39	A	334,468	D
Common Stock	Nov 6, 2018	M	70,000	$44.35	A	404,468	D
Common Stock^F2	Nov 6, 2018	S	149,087	$72.35	D	255,381	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Option to Purchase Common Stock^F3	$37.26	Nov 2, 2018	M	1,945	D	—	Feb 12, 2023	Common Stock	1,945	155,025	D
Option to Purchase Common Stock^F3	$37.26	Nov 5, 2018	M	147,630	D	—	Feb 12, 2023	Common Stock	147,630	7,395	D
Option to Purchase Common Stock^F3	$37.26	Nov 6, 2018	M	7,395	D	—	Feb 12, 2023	Common Stock	7,395	0	D
Option to Purchase Common Stock^F4	$47.39	Nov 6, 2018	M	71,692	D	—	Feb 12, 2022	Common Stock	71,692	93,677	D
Option to Purchase Common Stock^F5	$44.35	Nov 6, 2018	M	70,000	D	—	Feb 23, 2023	Common Stock	70,000	237,852	D

F1The price reported in Column 4 is a weighted average price. Theses shares were sold in multiple transactions at prices ranging from $72.30 to $72.70 inclusive. The reporting person undertakes to provide Dunkin' Brands Group, Inc., any security holder of Dunkin' Brands Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
F2The price reported in Column 4 is a weighted average price. Theses shares were sold in multiple transactions at prices ranging from $72.30 to $72.66 inclusive. The reporting person undertakes to provide Dunkin' Brands Group, Inc., any security holder of Dunkin' Brands Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
F3The option previously vested based on time criteria.
F4The option vests based on time criteria (four equal annual installments that began on 02/12/2016).
F5The option vests based on time criterial (four equal annual installments that began on 02/23/2017).