SEC Form 4 · accession 0001209191-18-056764
DUNKIN' BRANDS GROUP, INC. · DNKN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard J Emmett
Officer — Chief Legal and HR Officer
Period of report
Oct 30, 2018
Accepted (ET)
Nov 1, 2018 · 4:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001357204
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 30, 2018 | M | 30,000 | $51.67 | A | 43,050 | D | |
| Common Stock | Oct 30, 2018 | S | 30,000 | $73.00 | D | 13,050 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common StockF1 | $51.67 | Oct 30, 2018 | M | 30,000 | D | — | Feb 28, 2021 | Common Stock | 30,000 | 51,054 | D |
Explanation of responses
- F1The option previously vested based upon time criteria.