SEC Form 4 · accession 0001209191-18-046019
DUNKIN' BRANDS GROUP, INC. · DNKN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard J Emmett
Officer — Chief Legal and HR Officer
Period of report
Aug 7, 2018
Accepted (ET)
Aug 9, 2018 · 4:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001357204
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 7, 2018 | M | 10,000 | $37.26 | A | 23,550 | D | |
| Common Stock | Aug 7, 2018 | S | 10,000 | $70.97 | D | 13,550 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common StockF1 | $37.26 | Aug 7, 2018 | M | 10,000 | D | — | Feb 12, 2023 | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1The option previously vested based upon time criteria.