SEC Form 4 · accession 0001209191-18-029830
DUNKIN' BRANDS GROUP, INC. · DNKN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard J Emmett
Officer — Chief Legal and HR Officer
Period of report
May 10, 2018
Accepted (ET)
May 14, 2018 · 4:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001357204
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 10, 2018 | M | 1,000 | $3.02 | A | 13,042 | D | |
| Common Stock | May 10, 2018 | S | 750 | $64.09 | D | 12,292 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common StockF1 | $3.02 | May 10, 2018 | M | 1,000 | D | — | Feb 23, 2020 | Common Stock | 1,000 | 0 | D |
Explanation of responses
- F1The option previously vested based upon time (five equal annual installments that began on 2/23/2011) and performance criteria.