SEC Form 4 · accession 0001209191-18-028855
DUNKIN' BRANDS GROUP, INC. · DNKN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Katherine D. Jaspon
Officer — Chief Financial Officer
Period of report
May 8, 2018
Accepted (ET)
May 9, 2018 · 4:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001357204
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 8, 2018 | M | 1,530 | $3.02 | A | 3,945 | D | |
| Common Stock | May 8, 2018 | S | 1,530 | $64.84 | D | 2,415 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common StockF1 | $3.02 | May 8, 2018 | M | 1,530 | D | — | Feb 23, 2020 | Common Stock | 1,530 | 8,300 | D |
Explanation of responses
- F1The option has previously vested based on time and performance criteria.