SEC Form 4 · accession 0001209191-18-014469
DUNKIN' BRANDS GROUP, INC. · DNKN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard J Emmett
Officer — Chief Legal and HR Officer
Period of report
Feb 27, 2018
Accepted (ET)
Feb 28, 2018 · 4:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001357204
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 27, 2018 | M | 28,500 | $37.26 | A | 40,542 | D | |
| Common Stock | Feb 27, 2018 | S | 28,500 | $60.84 | D | 12,042 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common StockF1 | $37.26 | Feb 27, 2018 | M | 28,500 | D | — | Feb 12, 2023 | Common Stock | 28,500 | 28,500 | D |
Explanation of responses
- F1The option previously vested based upon time criteria (four equal annual installments that began on 02/12/2014).