SEC Form 4 · accession 0001209191-18-012069
DUNKIN' BRANDS GROUP, INC. · DNKN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nigel Travis
Officer — CEO & Chairman · Director
Period of report
Feb 16, 2018
Accepted (ET)
Feb 21, 2018 · 5:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001357204
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 16, 2018 | M | 50,164 | $3.02 | A | 325,062 | D | |
| Common Stock | Feb 16, 2018 | S | 50,164 | $63.27 | D | 274,898 | D | |
| Common Stock | Feb 20, 2018 | M | 7,132 | $3.02 | A | 282,030 | D | |
| Common Stock | Feb 20, 2018 | S | 7,132 | $63.00 | D | 274,898 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchsae Common StockF1 | $3.02 | Feb 16, 2018 | M | 50,164 | D | — | Feb 23, 2020 | Common Stock | 50,164 | 583,636 | D |
| Option to Purchase Common StockF1 | $3.02 | Feb 20, 2018 | M | 7,132 | D | — | Feb 23, 2020 | Common Stock | 7,132 | 576,504 | D |
Explanation of responses
- F1The option previously vested based upon time (five equal annual installments that began on 02/23/2010) and performance criteria