SEC Form 4 · accession 0001209191-18-010925

DUNKIN' BRANDS GROUP, INC. · DNKN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — President, International

Period of report

Feb 14, 2018

Accepted (ET)

Feb 16, 2018 · 5:12 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001357204

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Feb 14, 2018	M	33,000	$37.26	A	33,000	D
Common Stock	Feb 14, 2018	M	13,180	$7.31	A	46,180	D
Common Stock^F1	Feb 14, 2018	S	46,180	$61.30	D	0	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Option to Purchase Common Stock^F2	$7.31	Feb 14, 2018	M	13,180	D	—	Mar 9, 2021	Common Stock	13,180	0	D
Option to Purchase Common Stock^F3	$37.26	Feb 14, 2018	M	33,000	D	—	Feb 12, 2023	Common Stock	33,000	0	D

F1The price reported in Column 4 is a weighted average price. Theses shares were sold in multiple transactions at prices ranging from $61.00 to $61.56 inclusive. The reporting person undertakes to provide Dunkin' Brands Group, Inc., any security holder of Dunkin' Brands Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
F2On 03/09/2011, the reporting person was granted an option to purchase 28,239 shares of Common Stock. The option vests based upon time criteria (five equal annual installments that began on 03/09/2012).
F3On 02/12/2013, the reporting person was granted an option to purchase 57,000 shares of common stock. The option vests based upon time criteria (four equal annual installments that begin on 02/12/2014).