SEC Form 4 · accession 0001209191-17-010656
DUNKIN' BRANDS GROUP, INC. · DNKN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nigel Travis
Officer — CEO & Chairman · Director
Period of report
Feb 10, 2017
Accepted (ET)
Feb 14, 2017 · 5:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001357204
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 10, 2017 | M | 210,000 | $3.02 | A | 484,377 | D | |
| Common StockF1 | Feb 10, 2017 | S | 30,100 | $54.56 | D | 454,277 | D | |
| Common StockF2 | Feb 10, 2017 | S | 179,900 | $55.39 | D | 274,377 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchsae Common StockF3 | $3.02 | Feb 10, 2017 | M | 210,000 | D | — | Feb 23, 2020 | Common Stock | 210,000 | 31,627 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. Theses shares were sold in multiple transactions at prices ranging from $54.27 to $55.27 inclusive. The reporting person undertakes to provide Dunkin' Brands Group, Inc., any security holder of Dunkin' Brands Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
- F2The price reported in Column 4 is a weighted average price. Theses shares were sold in multiple transactions at prices ranging from $55.28 to $56.03 inclusive. The reporting person undertakes to provide Dunkin' Brands Group, Inc., any security holder of Dunkin' Brands Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
- F3On 02/23/2010, the reporting person was granted an option to purchase 820,928 shares of Common Stock. The option vested based upon time criteria(five equal installments that began on 02/23/2010).