SEC Form 4 · accession 0001209191-17-010640
DUNKIN' BRANDS GROUP, INC. · DNKN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Weldon W. Spangler
Officer — SVP, BR US & CAN
Period of report
Feb 10, 2017
Accepted (ET)
Feb 14, 2017 · 5:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001357204
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 10, 2017 | M | 1,096 | $5.03 | A | 1,396 | D | |
| Common Stock | Feb 10, 2017 | M | 11,500 | $37.26 | A | 12,896 | D | |
| Common Stock | Feb 10, 2017 | M | 10,132 | $51.67 | A | 23,028 | D | |
| Common Stock | Feb 10, 2017 | M | 4,830 | $47.39 | A | 27,858 | D | |
| Common Stock | Feb 10, 2017 | S | 25,558 | $55.43 | D | 2,300 | D | |
| Common Stock | Feb 13, 2017 | M | 5,750 | $37.26 | A | 8,050 | D | |
| Common Stock | Feb 13, 2017 | M | 4,830 | $47.39 | A | 12,880 | D | |
| Common Stock | Feb 13, 2017 | S | 9,880 | $55.42 | D | 3,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common StockF1 | $5.03 | Feb 10, 2017 | M | 329 | D | — | Aug 6, 2020 | Common Stock | 329 | 0 | D |
| Option to Purchase Common StockF2 | $5.03 | Feb 10, 2017 | M | 767 | D | — | Aug 6, 2020 | Common Stock | 767 | 0 | D |
| Option to Purchase Common StockF3 | $37.26 | Feb 10, 2017 | M | 11,500 | D | — | Feb 12, 2023 | Common Stock | 11,500 | 5,750 | D |
| Option to Purchase Common StockF4 | $51.67 | Feb 10, 2017 | M | 10,132 | D | — | Feb 28, 2021 | Common Stock | 10,132 | 10,132 | D |
| Option to Purchase Common StockF5 | $47.39 | Feb 10, 2017 | M | 4,830 | D | — | Feb 12, 2022 | Common Stock | 4,830 | 14,491 | D |
| Option to Purchase Common StockF3 | $37.26 | Feb 13, 2017 | M | 5,750 | D | — | Feb 12, 2023 | Common Stock | 5,750 | 0 | D |
| Option to Purchase Common StockF5 | $47.39 | Feb 13, 2017 | M | 4,830 | D | — | Feb 12, 2022 | Common Stock | 4,830 | 9,661 | D |
Explanation of responses
- F1The option has previously vested based upon time criteria (four equal annual installments that began on 08/06/2011).
- F2This option has previously vested based on time and performance criteria.
- F3The option vests in four equal annual installments that began on 2/12/2014.
- F4The option vests in four equal annual installments that began on 02/28/2015.
- F5The option vests in four equal annual installments that began on 2/12/2016.