SEC Form 4 · accession 0001209191-16-147469
DUNKIN' BRANDS GROUP, INC. · DNKN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Varughese
Officer — VP, International
Period of report
Oct 28, 2016
Accepted (ET)
Oct 31, 2016 · 4:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001357204
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 28, 2016 | M | 1,095 | $5.03 | A | 1,095 | D | |
| Common Stock | Oct 28, 2016 | M | 6,000 | $24.69 | A | 7,095 | D | |
| Common Stock | Oct 28, 2016 | S | 7,095 | $49.10 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common StockF1 | $5.03 | Oct 28, 2016 | M | 1,095 | D | — | Aug 6, 2020 | Common Stock | 1,095 | 1,095 | D |
| Option to Purchase Common StockF2 | $24.69 | Oct 28, 2016 | M | 6,000 | D | — | Dec 21, 2021 | Common Stock | 6,000 | 6,000 | D |
Explanation of responses
- F1This option vests in five equal annual installments that began on 8/06/2011.
- F2This option vests in four equal annual installments that began on 12/21/2012.