SEC Form 4 · accession 0001209191-16-119128
DUNKIN' BRANDS GROUP, INC. · DNKN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karen Raskopf
Officer — SVP,Chief Communication Offcr
Period of report
May 9, 2016
Accepted (ET)
May 11, 2016 · 4:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001357204
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 9, 2016 | M | 19,200 | $3.02 | A | 19,200 | D | |
| Common Stock | May 9, 2016 | S | 19,200 | $46.75 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common StockF1 | $3.02 | May 9, 2016 | M | 6,064 | D | — | Feb 23, 2020 | Common Stock | 6,064 | 24,586 | D |
| Option to Purchase Common StockF2 | $3.02 | May 9, 2016 | M | 13,136 | D | — | Feb 23, 2020 | Common Stock | 13,136 | 0 | D |
Explanation of responses
- F1On 02/23/2010, the reporting person was granted an option to purchase 76,619 shares of Common Stock. The option vests based upon time(five equal annual installments that began on 02/23/2011) and performance criteria.
- F2On 02/23/2010, the reporting person was granted an option to purchase 32,837 shares of Common Stock. The option vests based upon time criteria (five equal annual installments that began on 02/23/2011).