SEC Form 4 · accession 0001209191-15-063607

DUNKIN' BRANDS GROUP, INC. · DNKN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Nigel Travis

Officer — CEO & Chairman · Director

Period of report

Jul 31, 2015

Accepted (ET)

Aug 4, 2015 · 4:12 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001357204

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Jul 31, 2015	M	36,123	$3.02	A	310,500	D
Common Stock^F1	Jul 31, 2015	S	36,123	$54.06	D	274,377	D
Common Stock	Aug 3, 2015	M	23,877	$3.02	A	298,254	D
Common Stock^F2	Aug 3, 2015	S	19,511	$54.55	D	278,743	D
Common Stock^F3	Aug 3, 2015	S	4,366	$55.08	D	274,377	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Option to Purchsae Common Stock^F4	$3.02	Jul 31, 2015	M	36,123	D	—	Feb 23, 2020	Common Stock	36,123	657,677	D
Option to Purchase Common Stock^F4	$3.02	Aug 3, 2015	M	23,877	D	—	Feb 23, 2020	Common Stock	23,877	633,800	D

Explanation of responses

F1The price reported in Column 4 is a weighted average price. Theses shares were sold in multiple transactions at prices ranging from $54.00 to $54.25 inclusive. The reporting person undertakes to provide Dunkin' Brands Group, Inc., any security holder of Dunkin' Brands Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
F2The price reported in Column 4 is a weighted average price. Theses shares were sold in multiple transactions at prices ranging from $54.00 to $54.99 inclusive. The reporting person undertakes to provide Dunkin' Brands Group, Inc., any security holder of Dunkin' Brands Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
F3The price reported in Column 4 is a weighted average price. Theses shares were sold in multiple transactions at prices ranging from $55.00 to $55.16 inclusive. The reporting person undertakes to provide Dunkin' Brands Group, Inc., any security holder of Dunkin' Brands Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.
F4On 02/23/2010, the reporting person was granted an option to purchase 1,915,499 shares of Common Stock. The option vests based upon time (five equal installments that began on 02/23/2010) and performance criteria.