SEC Form 4 · accession 0001209191-15-062822

DUNKIN' BRANDS GROUP, INC. · DNKN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Legal and HR Officer

Period of report

Jul 28, 2015

Accepted (ET)

Jul 29, 2015 · 4:25 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001357204

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Jul 28, 2015	M	5,000	$3.02	A	17,500	D
Common Stock^F1	Jul 28, 2015	S	5,000	$53.68	D	12,500	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Option to Purchase Common Stock^F2	$3.02	Jul 28, 2015	M	4,028	D	—	Feb 23, 2020	Common Stock	4,028	0	D
Option to Purchase Common Stock^F3	$3.02	Jul 28, 2015	M	972	D	—	Feb 23, 2020	Common Stock	972	30,000	D

F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.67 to $53.72 inclusive. The reporting person undertakes to provide Dunkin' Brands Group, Inc., any security holder of Dunkin' Brands Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
F2On 02/23/2010, the reporting person was granted an option to purchase 49,255 shares of Common Stock. The option vests based upon time criteria (five equal annual installments that began on 02/23/2011).
F3On 02/23/2010, the reporting person was granted an option to purchase 114,929 shares of Common Stock. The option vests based upon time (five equal installments that began on 02/23/2011) and performance (investment returns to investment funds affiliated with Bain Capital Partners, LLC, the Carlyle Group and Thomas H. Lee Partners, L.P. (collectively, the "Sponsors")) criteria.