SEC Form 4 · accession 0001181431-15-006169

DUNKIN' BRANDS GROUP, INC. · DNKN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — President, Glob.Mkt & Innovat.

Period of report

Apr 24, 2015

Accepted (ET)

Apr 28, 2015 · 4:25 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001357204

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Apr 24, 2015	M	13,135	$3.02	A	72,684	D
Common Stock	Apr 24, 2015	M	11,514	$7.31	A	84,198	D
Common Stock	Apr 24, 2015	M	25,000	$25.18	A	109,198	D
Common Stock	Apr 24, 2015	M	36,783	$37.26	A	145,981	D
Common Stock^F1	Apr 24, 2015	S	86,432	$54.14	D	59,549	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Option to Purchase Common Stock^F2	$3.02	Apr 24, 2015	M	13,135	D	—	Feb 23, 2020	Common Stock	13,135	0	D
Option to Purchase Common Stock^F3	$7.31	Apr 24, 2015	M	2,627	D	—	Mar 9, 2021	Common Stock	2,627	2,627	D
Option to Purchase Common Stock^F4	$7.31	Apr 24, 2015	M	8,887	D	—	Mar 9, 2021	Common Stock	8,887	6,130	D
Option to Purchase Common Stock^F5	$25.18	Apr 24, 2015	M	25,000	D	—	Dec 12, 2021	Common Stock	25,000	25,000	D
Option to Purchase Common Stock^F6	$37.26	Apr 24, 2015	M	36,783	D	—	Feb 12, 2023	Common Stock	36,783	38,000	D

F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.72 to $54.57, inclusive. The reporting person undertakes to provide Dunkin' Brands Group, Inc., any security holder of Dunkin' Brands Group, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in Footnote (1) of this Form 4.
F2On 02/23/2010, the reporting person was granted an option to purchase 65,674 shares of Common Stock. The option vests based upon time criteria (five equal installments that began on 2/23/2011).
F3On 03/09/2011, the reporting person was granted an option to purchase 13,134 shares of Common Stock. The option vests based upon time criteria (five equal annual installments that began on 03/09/2012).
F4On 03/09/2011, the reporting person was granted an option to purchase 30,647 shares of Common Stock. The option vests based upon time (five equal annual installments that began on 03/09/2012) and performance criteria.
F5On 12/12/2011, the reporting person was granted an option to purchase 100,000 shares of Common Stock. The option vests based upon time (four equal installments that began on 12/12/2012).
F6On 2/12/2013, the reporting person was grnted an option to purchase 76,000 shares of common stock. The option vests based upon time criteria (four equal annual installments that began on 2/12/2014).