SEC Form 4 · accession 0001181431-15-006133
DUNKIN' BRANDS GROUP, INC. · DNKN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott Murphy
Officer — SVP, Chief Supply Officer
Period of report
Apr 24, 2015
Accepted (ET)
Apr 27, 2015 · 5:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001357204
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 24, 2015 | M | 6,569 | $3.02 | A | 13,174 | D | |
| Common Stock | Apr 24, 2015 | S | 6,569 | $53.48 | D | 6,605 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common StockF1 | $3.02 | Apr 24, 2015 | M | 3 | D | — | Feb 23, 2020 | Common Stock | 1,971 | 0 | D |
| Option to Purchase Common StockF2 | $3.02 | Apr 24, 2015 | M | 3 | D | — | Feb 23, 2020 | Common Stock | 4,598 | 0 | D |
Explanation of responses
- F1The option vests based upon time criteria (five equal installments that began on 02/23/2011).
- F2The option vests based upon time (five equal annual installmentsthat began on 02/23/2011) and performance (investments returns to investment funds affiliated with Bain Capital Partners, LLC, The Carlyle roup and Thomas H. Lee Partners, L.P. (collectively the "Sponsors")) criteria.