SEC Form 4 · accession 0001181431-15-002649
DUNKIN' BRANDS GROUP, INC. · DNKN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul C Carbone
Officer — Chief Financial Officer
Period of report
Feb 12, 2015
Accepted (ET)
Feb 17, 2015 · 8:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001357204
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 12, 2015 | A | 21,101 | $0.00 | A | 22,593 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common StockF2 | $47.39 | Feb 12, 2015 | A | 93,677 | A | — | Feb 12, 2022 | Common Stock | 93,677 | 93,677 | D |
Explanation of responses
- F1On 2/12/2015, the reporting person was granted a restricted stock award of 21,101 shares of common stock. The award vests based on time criteria (two equal installments on 2/12/2018 and 2/12/2019, in each case subject to continued employment by the reporting person on the vesting date).
- F2On 2/12/2015, the reporting person was granted an option to purchase 93,677 shares of common stock. The option vests based upon time criteria (four equal annual installments that begin on 2/12/2016).