SEC Form 4 · accession 0001356949-18-000040
Houston Wire & Cable CO · HWCC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roy W Haley
Director
Period of report
Nov 13, 2018
Accepted (ET)
Nov 15, 2018 · 5:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001356949
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Nov 13, 2018 | P | 20,000 | $5.87 | A | 139,405 | D | |
| COMMON STOCKF2 | Nov 14, 2018 | P | 20,000 | $5.98 | A | 159,405 | D | |
| COMMON STOCKF3 | Nov 15, 2018 | P | 1,024 | $6.04 | A | 160,429 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1THIS PURCHASE WAS MADE IN MULTIPLE TRANSACTIONS, WITH AVERAGE SHARE PRICE AT $5.8737 ON ROY HALEY'S ROTH IRA ACCOUNT.
- F2THIS PURCHASE WAS MADE IN MULTIPLE TRANSACTIONS, WITH AVERAGE SHARE PRICE AT $5.9677 ON ROY HALEY'S ROTH IRA ACCOUNT.
- F3THIS PURCHASE WAS MADE IN MULTIPLE TRANSACTIONS, WITH SHARE PRICE AT $6.0402 ON ROY HALEY'S ROTH IRA ACCOUNT.