SEC Form 4 · accession 0001356949-18-000036
Houston Wire & Cable CO · HWCC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sandford W. Rothe
Director
Period of report
Nov 5, 2018
Accepted (ET)
Nov 7, 2018 · 4:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001356949
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| RESTRICTED STOCK UNITF1,F2 | — | Nov 6, 2018 | A | 4,950 | A | — | — | COMMON STOCK, $.001 PAR VALUE | 4,950 | 4,950 | D |
Explanation of responses
- F1EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF HWCC COMMON STOCK.
- F2RESTRICTED STOCK UNITS VEST ON THE DATE OF THE COMPANY'S 2019 ANNUAL MEETING OF STOCKHOLDERS. RESTRICTED STOCK UNITS WILL SETTLE ON THE DATE THAT IS 30 DAYS AFTER THE DATE OF THE REPORTING PERSON'S TERMINATION OF SERVICE ON THE BOARD OF DIRECTORS.