SEC Form 4/A · accession 0001356949-18-000009
Houston Wire & Cable CO · HWCC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
James L Pokluda III
Officer — PRESIDENT & CEO · Director
Period of report
Jan 30, 2018
Accepted (ET)
Mar 30, 2018 · 4:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001356949
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Jan 30, 2018 | F | 7,413 | $7.10 | D | 176,371 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person is amending the Form 4 originally filed to correct the amount of securities beneficially owned. The reduction of 43,466 shares relates to performance-based equity awards the acquisition of which was not (and was not required to be) reported, and which were forfeited upon failure to meet the performance conditions, but which have been erroneously included in the reporting person's Forms 4 since 12/08/2014.