SEC Form 4 · accession 0001356949-17-000010
Houston Wire & Cable CO · HWCC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roy W Haley
Director
Period of report
Aug 4, 2017
Accepted (ET)
Aug 11, 2017 · 4:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001356949
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| RESTRICTED STOCK UNITF1,F2 | — | Aug 4, 2017 | A | 7,653 | A | — | — | COMMON STOCK, $.001 PAR VALUE | 7,653 | 7,653 | D |
Explanation of responses
- F1(1) Each restricted stock unit represents a contingent right to receive cash equal to the fair market value of one share of HWCC common stock or, following stockholder approval of the Houston Wire & Cable Company 2017 Stock Plan, one share of HWCC common stock.
- F2(2) Restricted stock units vest on the date of the Company's 2018 Annual Meeting of Stockholders. Restricted stock units will settle on the date that is 30 days after the date of the reporting person's termination of service on the Board of Directors.