SEC Form 4 · accession 0001356949-16-000020
Houston Wire & Cable CO · HWCC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James L Pokluda III
Officer — PRESIDENT & CEO · Director
Period of report
Dec 19, 2016
Accepted (ET)
Dec 21, 2016 · 12:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001356949
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Dec 19, 2016 | A | 22,388 | $0.00 | A | 176,152 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The restricted stock award vests as to 7,463 on December 19, 2017; 7,463 on December 19, 2018; 7,462 on December 19, 2019 and is subject to forfeiture until vested.