SEC Form 4 · accession 0001356949-15-000009
Houston Wire & Cable CO · HWCC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James L Pokluda III
Officer — PRESIDENT & CEO · Director
Period of report
Nov 20, 2015
Accepted (ET)
Nov 23, 2015 · 4:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001356949
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Nov 20, 2015 | M | 3,750 | $2.67 | A | 95,674 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OPTION GRANT (RIGHT TO BUY) | $2.67 | Nov 20, 2015 | M | 1,875 | A | Dec 30, 2009 | Dec 30, 2015 | COMMON STOCK | 1,875 | 0 | D |
| OPTION GRANT (RIGHT TO BUY) | $2.67 | Nov 20, 2015 | M | 1,875 | A | Dec 30, 2010 | Dec 30, 2015 | COMMON STOCK | 1,875 | 0 | D |