SEC Form 4 · accession 0001437749-26-020549
NEXPOINT DIVERSIFIED REAL ESTATE TRUST · NXDT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arthur B Laffer
Director
Period of report
Jun 10, 2026
Accepted (ET)
Jun 12, 2026 · 8:54 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001356115
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 10, 2026 | M | 4,830 | — | A | 133,466 | D | |
| Common StockF2,F3 | holding | — | — | — | 123,023 | I | By limited liability company |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Share UnitsF1,F4 | — | Jun 10, 2026 | M | 4,830 | D | — | — | Common Shares | 4,830 | 0 | D |
Explanation of responses
- F1Each restricted shares unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust (the "Company").
- F2Includes shares received pursuant to elective stock dividends paid on the Company's common shares.
- F3The reporting person holds these shares indirectly through a limited liability company which the reporting person controls. The reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- F4On June 10, 2025, the reporting person was granted 4,830 restricted share units which vested on June 10, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.