SEC Form 4 · accession 0001209191-15-034283
NEXPOINT DIVERSIFIED REAL ESTATE TRUST · NXDT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James D Dondero
Other
Period of report
Apr 13, 2015
Accepted (ET)
Apr 15, 2015 · 4:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001356115
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 13, 2015 | P | 0 | $7.60 | A | 54,128 | I | By 401(k) plan |
| Common Stock | Apr 13, 2015 | P | 132 | $7.60 | A | 54,259 | I | By 401(k) plan |
| Common Stock | holding | — | — | — | 13,965 | D | ||
| Common Stock | holding | — | — | — | 4,935,988 | I | By trust | |
| Common StockF2 | holding | — | — | — | 2,292,261 | I | By Highland Capital Management, L.P. | |
| Common Stock | holding | — | — | — | 137,579 | I | By trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes shares acquired under the issuer's dividend reinvestment plan.
- F2These shares are held by Highland Capital Management, L.P. ("HCMLP") both directly and indirectly through affiliates, advised accounts and accounts advised by affiliates. Mr. Dondero is the President and the director of Strand Advisors, Inc., HCMLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.