SEC Form 4 · accession 0000899243-18-003541
NEXPOINT DIVERSIFIED REAL ESTATE TRUST · NXDT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nancy Marie Dondero
10% Owner
Period of report
Jun 1, 2017
Accepted (ET)
Feb 12, 2018 · 4:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001356115
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 1, 2017 | P | 2,250 | $20.93 | D | 13,213 | D | |
| Common StockF3 | Jan 31, 2018 | P | 361 | $24.35 | D | 361 | D | |
| Common StockF4 | holding | — | — | — | 2,408,407 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares are held directly by Ms. Dondero in a joint account with her spouse.
- F2Includes shares acquired under the issuer's dividend reinvestment plan.
- F3These shares are held directly by Ms. Dondero in her personal account.
- F4These shares are held by The Dugaboy Investment Trust (the "Trust"). Ms. Dondero is the trustee of the Trust. Ms. Dondero disclaims beneficial ownership of such shares.