SEC Form 4 · accession 0000899243-15-004351
NEXPOINT DIVERSIFIED REAL ESTATE TRUST · NXDT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian Mitts
Officer — See Remarks
Period of report
Aug 28, 2015
Accepted (ET)
Sep 2, 2015 · 4:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001356115
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Aug 28, 2015 | I | 4,085 | $6.17 | A | 4,338 | I | By employee benefit plan |
| Common StockF3,F4 | holding | — | — | — | 7,400 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares are held pursuant to an employee benefit plan.
- F2Includes 253.35 shares previously acquired under the issuer's 401(k) plan.
- F3Includes shares acquired under the issuer's dividend reinvestment plan.
- F4These shares are held directly by Mr. Mitts.
Remarks
Executive Vice President, Principal Financial Officer and Principal Accounting Officer