SEC Form 4 · accession 0001209191-16-130251
Mellanox Technologies, Ltd. · MLNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Amal M Johnson
Director
Period of report
Jun 28, 2016
Accepted (ET)
Jun 30, 2016 · 4:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001356104
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1,F2 | Jun 28, 2016 | M | 3,571 | $9.19 | A | 35,571 | D | |
| Ordinary SharesF1,F2 | Jun 28, 2016 | S | 3,571 | $46.53 | D | 34,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right To Buy)F3 | $9.19 | Jun 28, 2016 | M | 3,571 | D | — | Oct 25, 2016 | Ordinary Shares | 3,571 | 10,713 | D |
Explanation of responses
- F1The sales reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F2Includes 4,125 unvested Restricted Share Units (RSU's). Upon vesting thereof, the Reporting Person is entitled to receive one (1) Ordinary Share for each one (1) RSU.
- F3The shares exercised pursuant to this option are fully vested and exerciseable.