SEC Form 4 · accession 0001209191-15-084669
Mellanox Technologies, Ltd. · MLNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shai Cohen
Director
Period of report
Dec 9, 2015
Accepted (ET)
Dec 11, 2015 · 4:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001356104
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1 | Dec 9, 2015 | M | 600 | $10.23 | A | 251,332 | D | |
| Ordinary SharesF2,F1 | Dec 9, 2015 | S | 600 | $44.5612 | D | 250,732 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3,F4 | $10.23 | Dec 9, 2015 | M | 600 | D | — | Apr 22, 2019 | Ordinary Shares | 600 | 0 | D |
Explanation of responses
- F1Includes 30,812 unvested Restricted Share Units (RSU's). Upon vesting thereof, the Reporting Person is entitled to receive one (1) Ordinary Share for each one (1) RSU.
- F2This transaction was executed in multiple trades in prices ranging from $44.47 to $44.72. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, the information regarding the number of shares and price at which the transaction was effected.
- F3The Reporting Person's Form 4 filed with the SEC on December 9, 2015 incorrectly reflected the securities as an acquisition (A) in Table II, Column 5. The securities should have been reflected as a disposition (D) in Table II, Column 5. Except as otherwise noted in this footnote, all other information disclosed in the Reporting Person's original Form 4 was accurately reported.
- F4The shares exercised pursuant to this option are fully vested and exerciseable.