SEC Form 4 · accession 0001209191-15-084230
Mellanox Technologies, Ltd. · MLNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shai Cohen
Director
Period of report
Dec 7, 2015
Accepted (ET)
Dec 9, 2015 · 4:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001356104
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1 | Dec 7, 2015 | M | 7,091 | $10.23 | A | 257,823 | D | |
| Ordinary SharesF2,F1 | Dec 7, 2015 | S | 7,091 | $44.8957 | D | 250,732 | D | |
| Ordinary SharesF1 | Dec 8, 2015 | M | 18,000 | $10.23 | A | 268,732 | D | |
| Ordinary SharesF3,F1 | Dec 8, 2015 | S | 18,000 | $44.7914 | D | 250,732 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF4 | $10.23 | Dec 7, 2015 | M | 7,091 | A | — | Apr 22, 2019 | Ordinary Shares | 7,091 | 18,600 | D |
| Stock OptionF4 | $10.23 | Dec 8, 2015 | M | 18,000 | A | — | Apr 22, 2019 | Ordinary Shares | 18,000 | 600 | D |
Explanation of responses
- F1Includes 30,812 unvested Restricted Share Units (RSU's). Upon vesting thereof, the Reporting Person is entitled to receive one (1) Ordinary Share for each one (1) RSU.
- F2This transaction was executed in multiple trades in prices ranging from $44.61 to $45.05. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, the information regarding the number of shares and price at which the transaction was effected.
- F3This transaction was executed in multiple trades in prices ranging from $44.27 to $45.10. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, the information regarding the number of shares and price at which the transaction was effected.
- F4The shares exercised pursuant to this option are fully vested and exerciseable.