SEC Form 4 · accession 0001209191-15-045070
Mellanox Technologies, Ltd. · MLNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shai Cohen
Officer — Chief Operating Officer
Period of report
May 18, 2015
Accepted (ET)
May 20, 2015 · 7:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001356104
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1 | May 18, 2015 | M | 19,113 | $8.23 | A | 269,351 | D | |
| Ordinary SharesF2,F1 | May 18, 2015 | S | 19,113 | $49.2185 | D | 250,238 | D | |
| Ordinary SharesF1 | May 18, 2015 | M | 4,887 | $10.23 | A | 255,125 | D | |
| Ordinary SharesF2,F1 | May 18, 2015 | S | 4,887 | $49.2185 | D | 250,238 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $8.23 | May 18, 2015 | M | 19,113 | D | — | Dec 25, 2018 | Ordinary Shares | 19,113 | 0 | D |
| Stock Option (Right to Buy)F3 | $10.23 | May 18, 2015 | M | 4,887 | D | — | Apr 22, 2019 | Ordinary Shares | 4,887 | 25,691 | D |
Explanation of responses
- F1Includes 35,937 unvested Restricted Share Units (RSU's). Upon vesting thereof, the Reporting Person is entitled to receive one (1) Ordinary Share for each one (1) RSU.
- F2This transaction was executed in multiple trades in prices ranging from $48.7800 to $49.5900. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, the information regarding the number of shares and price at which the transaction was effected.
- F3The shares exercised pursuant to this option are fully vested and exerciseable.