SEC Form 4 · accession 0001140361-15-021170
Mellanox Technologies, Ltd. · MLNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roni Ashuri
Officer — Sr. VP of Engineering
Period of report
May 18, 2015
Accepted (ET)
May 20, 2015 · 7:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001356104
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1 | May 18, 2015 | M | 18,255 | $8.23 | A | 248,746 | D | |
| Ordinary SharesF1 | May 18, 2015 | M | 5,745 | $10.23 | A | 254,491 | D | |
| Ordinary SharesF2,F1 | May 18, 2015 | S | 24,000 | $49.2185 | D | 230,491 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F4,F3 | $8.23 | May 18, 2015 | M | 18,255 | D | — | Dec 25, 2018 | Ordinary Shares | 18,255 | 0 | D |
| Stock Option (Right to Buy)F3 | $10.23 | May 18, 2015 | M | 5,745 | D | — | Apr 22, 2019 | Ordinary Shares | 5,745 | 19,048 | D |
Explanation of responses
- F1Includes 31,374 unvested Restricted Share Units (RSUs). Upon vesting thereof, the Reporting Person is entitled to receive one (1) Ordinary Share for each one (1) RSU.
- F2The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $48.78 to $49.59, inclusive. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- F3100% of the shares subject to the option are fully vested and exercisable.
- F4The Reporting Person incorrectly reported the number of derivative securities beneficially owned in Table II, Column 9 of the Form 4 filed on May 17, 2012. The number of derivative securities beneficially owned as reported in this Form 4 has been adjusted to correct the previous error.