SEC Form 4 · accession 0001179110-19-000480
CREATIVE REALITIES, INC. · CREX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard C Mills
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Dec 14, 2018
Accepted (ET)
Jan 7, 2019 · 10:07 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001356093
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3,F1 | Dec 14, 2018 | A | 133,334 | — | A | 668,926 | D | |
| Common StockF1,F2 | holding | — | — | — | 87,976 | I | By RFK Communications, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Share ownership totals have been adjusted to reflect a 1 for 30 reverse stock split effective on 10/17/2018.
- F2The Reporting Person is a principal of RFK Communications, LLC and has voting and investment power for this entity.
- F3Shares received pursuant to a restricted stock grant. The shares reported here vest immediately. The remainder of the grant is contingent upon performance criteria and will be reported when or if the criteria is met.