SEC Form 5 · accession 0001179110-16-030720
CREATIVE REALITIES, INC. · CREX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John James Walpuck III
Officer — CFO and COO
Period of report
Dec 31, 2015
Accepted (ET)
Oct 14, 2016 · 3:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001356093
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F1 | $0.45 | Aug 18, 2014 | A | 50,000 | A | — | Aug 18, 2024 | Common Stock | 50,000 | 50,000 | D |
| Stock Options (right to buy)F2 | $0.45 | Oct 9, 2014 | A | 480,685 | A | — | Oct 9, 2024 | Common Stock | 480,685 | 480,685 | D |
| Stock Options (right to buy)F3 | $0.32 | Jan 22, 2015 | A | 1,449,433 | A | — | Jan 22, 2025 | Common Stock | 1,449,433 | 1,449,433 | D |
| Stock Options (right to buy)F4 | $0.19 | Nov 20, 2015 | A | 1,069,882 | A | — | Nov 20, 2025 | Common Stock | 1,069,882 | 1,069,882 | D |
Explanation of responses
- F1Vested as of the Creative Realities LLC merger.
- F2Option vests in 25% increments on each of 10/9/2015, 10/9/2016, 10/9/2017 and 10/9/2018.
- F3Option vests in 25% increments on each of 1/22/2016, 1/22/2017, 1/22/2018 and 1/22/2019.
- F4Option vests in 25% increments on each of 11/20/2016, 11/20/2017, 11/20/2018 and 11/20/2019.