SEC Form 4 · accession 0001356090-16-000119
PRECIGEN, INC. · PGEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Fred Hassan
Director
Period of report
Jun 30, 2016
Accepted (ET)
Jul 13, 2016 · 6:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001356090
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common Stock (Right to Buy)F1 | $24.61 | Jun 30, 2016 | A | 40,000 | A | — | Jun 30, 2026 | Common Stock | 40,000 | 40,000 | D |
| Option to Purchase Common Stock (Right to Buy) | $24.61 | Jun 30, 2016 | A | 15,000 | A | Jun 30, 2016 | Jun 30, 2026 | Common Stock | 15,000 | 15,000 | D |
Explanation of responses
- F1These options vest annually in increments of 10,000 on each of June 30, 2017, 2018, 2019 and 2020.