SEC Form 4/A · accession 0001356090-16-000085
PRECIGEN, INC. · PGEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Ena Chan Cratsenburg
Officer — SVP, Consumer Sector
Period of report
Jan 7, 2016
Accepted (ET)
Jan 26, 2016 · 9:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001356090
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common Stock (Right to Buy)F2,F1 | $27.14 | Jan 7, 2016 | A | 275,000 | A | — | Jan 7, 2026 | Common Stock | 275,000 | 275,000 | D |
Explanation of responses
- F1These options vest in 25% increments on January 7, 2017, 2018, 2019 and 2020.
- F2This Form 4 was filed timely but under the wrong reporting person CIK. This amended Form 4 replaces the Form 4 filed on January 11, 2016 under accession number 0001356090-16-000078 in its entirety.