SEC Form 4 · accession 0001225385-17-000009
PRECIGEN, INC. · PGEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rick L. Sterling
Officer — Chief Financial Officer
Period of report
Feb 2, 2017
Accepted (ET)
Feb 6, 2017 · 5:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001356090
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common Stock (Right to Buy)F1 | $20.94 | Feb 2, 2017 | A | 225,000 | A | — | Feb 2, 2027 | Common Stock | 225,000 | 225,000 | D |
Explanation of responses
- F1The option vests in four 25% installments beginning on February 2, 2018.